Fowler v. Sacramento County Sheriff's Department

United States Court of Appeals for the Ninth Circuit · 2005 · Evidence
421 F.3d 1027 (9th Cir. 2005)
Updated
EvidenceConfrontation ClauseCross-ExaminationHabeas CorpusSixth AmendmentcredibilityreliabilityAEDPA

Facts

The case turned largely on whether the jury believed Lara's account that Fowler applied lotion to intimate areas of her body and touched her sexually, because there were no third-party witnesses to the events and no physical evidence. Before trial, Fowler sought to cross-examine Lara about two earlier incidents in which she had accused other men of molesting her, especially one involving Steven Hendrix, which she later described as something she may have viewed with extra caution and not "that big of a deal," while police deemed it unfounded. Fowler argued this evidence showed Lara might be hypersensitive to adult male physical contact, might misperceive or exaggerate such contact, and might even have lied. The trial court excluded all such cross-examination under California Evidence Code section 352, citing dissimilarity, time consumption, jury confusion, and prejudice.

Issue

Whether, under AEDPA, the state trial court unreasonably applied clearly established Supreme Court Confrontation Clause law by completely barring Fowler from cross-examining Lara about prior molestation accusations that bore on her reliability or credibility. If so, whether that constitutional error was harmless on federal habeas review.

Rule

The Confrontation Clause protects a criminal defendant's right to otherwise appropriate cross-examination designed to expose facts from which jurors could draw inferences about a witness's reliability or credibility. Cross-examination falls within the Clause not only when it shows bias, but also when it tends to show exaggeration, misperception, or unbelievability, so long as a jury might reasonably question the witness on that basis. Trial courts may impose reasonable limits based on concerns such as harassment, prejudice, confusion, or waste of time, but those limits may not be arbitrary or disproportionate to their purposes; complete preclusion is unconstitutional when those concerns do not justify exclusion rather than limitation. On federal habeas review, such error warrants relief if the state court's contrary decision was an objectively unreasonable application of clearly established Supreme Court law and the error had a substantial and injurious effect or influence on the verdict.

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Test yourself

One of 10 multiple-choice questions for this case. Pick an answer to see why.
In a criminal trial in Phoenix, the prosecution's case depends almost entirely on 15-year-old Maya Ortiz, who says Devin Cole touched her sexually while helping her adjust sports gear. Devin admits brief physical contact but says it was accidental and nonsexual. Before trial, Devin seeks to ask Maya about an earlier incident in which she reported that another adult coach touched her inappropriately, but later told a counselor she may have been "overly jumpy" because of a prior bad experience and that the contact might have been innocent.

If the judge bars all questioning about the earlier incident solely because it does not show bias against Devin, which is the best argument for reversal on federal habeas review?

Explanation. The governing rule is that the Confrontation Clause protects otherwise appropriate cross-examination designed to expose facts from which jurors could infer a witness's reliability or credibility. Under the majority opinion, this includes not only bias, but also exaggeration, misperception, overreaction, or unbelievability. The defendant need not prove conscious fabrication. If the proposed inquiry could lead a jury reasonably to question the witness's reliability in perceiving or describing the charged contact, a total preclusion can be unconstitutional.