Grand Jury Subpoena v. Kitzhaber

United States Court of Appeals for the Ninth Circuit · 2016 · Evidence
828 F.3d 1083 (9th Cir. 2016)
Updated
EvidenceGrand jury subpoenasFourth AmendmentAttorney-client privilegePrivacy in emailgrand jury subpoenaoverbreadthsupervisory power

Facts

During his second term as Oregon Governor, Kitzhaber used an official Gmail account for state business and also maintained personal Gmail and att.net accounts, all of which he accessed from the same computer. DAS archived emails from his official Gmail account at his request, and, according to Kitzhaber, also archived emails from his personal accounts without his authorization. A federal grand jury investigating Kitzhaber's conduct issued a subpoena to DAS seeking all records relating to Kitzhaber, Hayes, and others, including all email communications from, to, or regarding seventeen individuals over several years. Kitzhaber asserted that the subpoena swept in private personal emails, including family and medical communications and attorney communications, and moved to quash.

Issue

Whether the subpoena should be quashed because its sweeping demand for all emails and related records was unreasonably overbroad in light of Kitzhaber's Fourth Amendment privacy interests, and whether Kitzhaber personally could assert attorney-client privilege over communications with Oregon government attorneys about conflicts of interest and ethics issues.

Rule

When the government issues a grand jury subpoena, it must make a reasonable effort to request only documents that are relevant and non-privileged, consistent with its knowledge of the investigation. A subpoena that is not tailored and sweeps in broad categories of private material may be quashed under the court's supervisory power because it is analogous to a general warrant and would itself violate Fourth Amendment-protected privacy interests. A public officeholder may not personally invoke attorney-client privilege over communications with government lawyers about official conflict-of-interest or ethics matters; any such privilege belongs to the government entity, not the officeholder in a personal capacity.

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Test yourself

One of 10 multiple-choice questions for this case. Pick an answer to see why.
A federal grand jury investigating possible bid-rigging by the mayor of Tulsa subpoenas the city's records office for every email sent or received by the mayor during a four-year period. The archive includes personal messages with family members and doctors that were copied onto city servers through an automatic backup system the mayor says he never authorized.

If the mayor moves to quash before production, what is the strongest basis for granting the motion?

Explanation. A court may supervise grand jury process when there is a clear potential violation of rights that cannot be corrected later. A subpoena that seeks all emails over several years with no meaningful tailoring, and that would sweep in plainly private personal emails, is analogous to a general warrant and may be quashed before compliance. The majority rejected the view that later suppression is the only remedy and rejected the idea that storage on government servers automatically defeats privacy.