Hoffman v. Blaski
Facts
In one case, Illinois plaintiffs filed a patent infringement action in the Northern District of Texas against Texas defendants who resided and did business in Dallas; the defendants then sought transfer to the Northern District of Illinois and agreed to waive objections to venue there. In the other case, plaintiffs filed a stockholders' derivative action in the Northern District of Illinois against Indiana corporate defendants doing business there; the defendants sought transfer to the District of Utah and likewise agreed to waive objections there. Petitioners conceded that both actions were properly brought in the original forums, that statutory venue did not exist in the proposed transferee districts, and that the defendants were not within the reach of process of those transferee courts when the suits were filed. The transfer orders were challenged by mandamus, and the Seventh Circuit held the transfers unauthorized.
Issue
Does 28 U.S.C. § 1404(a) permit a district court to transfer a civil action, on the defendant's motion, to a district where the plaintiff had no right to bring the action when suit was filed, merely because the defendant later consents to venue and personal jurisdiction there? Put differently, does "where it might have been brought" refer to forums available to the plaintiff at the time the action was commenced, or also to forums made available later by the defendant's waiver?
Rule
Section 1404(a) authorizes transfer only to a district or division where the plaintiff had a right to bring the action at the time it was commenced, independently of the defendant's wishes. A transferee forum is not one "where it might have been brought" if venue and personal jurisdiction there would have depended on the defendant's later consent, waiver, or other post-filing conduct.
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May the Phoenix federal court transfer the action to Portland under § 1404(a)?