Van Riper v. United States

United States Court of Appeals for the Second Circuit · 1926 · Evidence
13 F.2d 961 (2d Cir. 1926)
Updated
Evidenceconspiracymail fraudcoconspirator declarationswithdrawalauthenticationtelephone conversationscontinuing scheme

Facts

The prosecution charged the defendants with participating in a continuing scheme to sell Parco stock through fraudulent representations and mailings. Different defendants joined and left the enterprise at different times, but the court viewed the operation as one continuous scheme centered first in the Moore Street office and later in Ackerson's uptown office. At trial, the government introduced evidence of the scheme's acts and declarations, including statements by participants and telephone conversations with customers. Some defendants argued that the scheme was really several separate schemes, that evidence was insufficient as to them, and that declarations and telephone statements were improperly admitted.

Issue

In a prosecution for a continuing fraudulent scheme and conspiracy, when are acts and declarations of participants admissible against other defendants, especially those who joined late or withdrew early? Also, may telephone conversations be admitted when the speaker is identified by circumstances rather than definite voice recognition?

Rule

When persons join an unlawful agreement, they become ad hoc agents for one another, so acts and declarations made pursuant to the common purpose are competent against all members of the continuing scheme. A defendant who joins an existing scheme assumes responsibility for what was done before joining, but is not bound by acts or declarations occurring after good-faith withdrawal. Telephone conversations are sufficiently authenticated when surrounding circumstances make a prima facie showing of the speaker's identity, even if the witness cannot definitively recognize the voice.

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One of 10 multiple-choice questions for this case. Pick an answer to see why.
A federal fraud trial in Chicago concerns an ongoing sham mineral-rights sales operation run from one office through spring and a second office through fall. Nora Ellis joined the group in July after the operation had already mailed deceptive brochures in May and June, and the government offers those earlier mailings against her.

Are the May and June mailings admissible against Nora?

Explanation. The majority treated participants in a shared unlawful scheme as ad hoc agents for one another. It also stated that when a party joins an existing group already engaged in the scheme, she assumes responsibility for all that had been done before she entered. Therefore earlier acts in furtherance of the common purpose may be used against Nora even though they predated her entry.