United States v. Bailey

Supreme Court of the United States · 1980 · Criminal Law
444 U.S. 394 (1980)
Updated
Criminal Lawduress and necessityescape18 U.S.C. § 751(a)knowledgemens readuressnecessity

Facts

Respondents, federal prisoners at the District of Columbia jail, escaped in the early morning of August 26, 1976, by crawling through a window with a removed bar and descending by knotted bedsheets. They were recaptured after remaining at large from one month to three and one-half months. At trial, they introduced or sought to introduce evidence of poor jail conditions, including frequent fires and smoke, and some respondents also claimed beatings, threats, or inadequate medical attention. None presented sufficient evidence that they made a bona fide effort to surrender or return to custody once free of the allegedly coercive conditions.

Issue

What mens rea must the government prove to convict under 18 U.S.C. § 751(a), and what showing must an escapee make to obtain a jury instruction on duress or necessity? Also, is escape under § 751(a) a continuing offense such that justification must extend beyond the initial departure?

Rule

Under 18 U.S.C. § 751(a), the government satisfies its burden by proving that the defendant knew his actions would result in leaving physical confinement without permission; it need not prove a purpose to avoid "confinement" in some narrower sense. Escape under § 751(a) is a continuing offense. To receive a duress or necessity instruction, an escapee must offer evidence that, given the imminence of the threat, escape was the only reasonable legal alternative, and must proffer evidence of a bona fide effort to surrender or return to custody as soon as the claimed duress or necessity lost its coercive force.

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One of 10 multiple-choice questions for this case. Pick an answer to see why.
Nolan Pierce was serving a federal sentence at a detention facility in Phoenix. During a work-detail transfer between buildings, he walked through an unguarded service gate marked "staff only," knowing inmates were not allowed to use it, because he wanted to avoid another night in a poorly ventilated unit.

If Nolan is charged under 18 U.S.C. § 751(a), which is the strongest argument for conviction on the mens rea element?

Explanation. The majority held that § 751(a) requires proof that the defendant knew his actions would result in leaving physical confinement without permission. It rejected any added requirement that the government prove a special purpose to avoid confinement as opposed to abusive or unpleasant conditions. Those conditions may relate to an affirmative defense, but they do not negate the statute's mens rea requirement.