United States v. Harris (2009)
Facts
After cocaine was found in the apartment area where Harris had been living, Harris contacted Agent Mike Ward through a former task-force contact because he feared prosecution and wanted to negotiate. Harris told Ward he wanted to cooperate but did not want to incriminate himself unless he could avoid federal indictment; Ward said that if Harris became a witness, his statements could not be used against him and he would not face serious jail time or federal indictment. Harris then disclosed incriminating information about the Reeves brothers, signed a confidential informant agreement, and performed controlled buys and debriefings that helped the task force build a federal case. Later, the United States indicted Harris on drug conspiracy charges and relied in part on the statements made during that initial bargain.
Issue
Were Harris's statements to Agent Ward inadmissible under Rule 11(f) and Rule 410 as statements made during plea discussions, even though Ward was not an attorney for the prosecuting authority? More specifically, did Harris actually and reasonably believe he was negotiating a plea-type bargain under the totality of the circumstances?
Rule
To determine whether a discussion is an inadmissible plea negotiation, the court must examine the totality of the circumstances under the Robertson two-part test: first, whether the accused had an actual subjective expectation of negotiating a plea at the time of the discussion; and second, whether that expectation was reasonable under the objective circumstances. The inquiry does not turn solely on whether the government negotiator had actual authority to make a plea bargain or whether the discussion was with a prosecutor rather than a law-enforcement officer.
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If the prosecution later offers Malik's statements against him in a federal case, how should the court most likely rule?